www.sec.gov/news/public-statement/enforcement-tm-statement-potentially-unlawful-online-platforms-trading

Mar 7, 2018 ... Many platforms refer to themselves as "exchanges," which can give the ... to a platform's trading services may not be the same for all users. ... If so, is the platform registered as a national securities exchange ... Select Commission Enforcement Actions. SEC v. Jon E. Montroll and Bitfunder ... AriseBank et al.

www.sec.gov/news/press-release/2018-8

Jan 30, 2018 ... The Securities and Exchange Commission obtained a court order halting an ... The SEC alleges that AriseBank falsely stated that it purchased an ... We will use all of our tools and remedies to protect investors from those who ...

www.sec.gov/litigation/complaints/2018/finaljudgment-pr2018-280.pdf

Dec 11, 2018 ... The Securities and Exchange Commission (“SEC”) having filed a Complaint and ... connection with the purchase or sale of any security, knowingly or recklessly to make any .... Defendants are jointly and severally liable for disgorgement of ... agreed according to the schedule set forth above, all outstanding ...

www.theblockcrypto.com/2018/12/14/crypto-caselaw-minute-week-of-12-09-18-the-sec-wont-ignore-your-pyramid-schemes-and-scams-just-because-you-use-a-blockchain

Dec 14, 2018 ... Quick Take. SEC v. Trendon et al. SEC v. AriseBank et al. Solis v. Latium Network ... Securities and Exchange Commission v. Trendon T.

www.lexology.com/library/detail.aspx?g=81989b29-f9dd-48cf-858a-a3ba9a6b3bc8

Mar 20, 2018 ... On March 9, 2018, AriseBank and Rice agreed to entry of a ... The case is Securities and Exchange Commission v. AriseBank et al., No.

www.usatoday.com/story/money/2018/01/30/regulators-allege-arisebank-initial-coin-offering-crypto-scam/1078273001

Jan 30, 2018 ... Regulators allege AriseBank initial coin offering was a crypto scam. Kevin McCoy , USA TODAY Published 12:29 p.m. ET Jan. ... and the value of all cryptocurrencies has surged tenfold this year to more than $170 billion. ... The Securities and Exchange Commission obtained emergency ... SEC v AriseBank.

www.reuters.com/article/us-arisebank-settlement-sec/crypto-startup-arisebank-settles-fraud-accusations-with-sec-idUSKBN1OB2TH

Dec 12, 2018 ... (Reuters) - Cryptocurrency startup AriseBank will pay $2.3 million to the U.S. Securities Exchange Commission (SEC) to settle accusations of ...

www.aima.org/journal/aima-journal-edition-115/article/more-than-a-token-risk-ico-trading-platforms-and-promoters-in-sec-crosshairs.html

Jul 13, 2018 ... 1934 Act Registration Risks for Securities Token Trading Platforms and ICO ... Key SEC Enforcement Actions Involving Securities Token Exchange Operators ... and (iii) collected litecoin and bitcoin-denominated commissions .... AriseBank et al., No. ... 25, 2018) (halting allegedly fraudulent ICO); SEC v.

bitcoinmagazine.com/articles/ripple-files-move-securities-lawsuit-state-federal-court

Nov 13, 2018 ... Ripple's legal team in their ongoing securities suit is attempting a ... motion to have their most recent securities suit, Zakinov et al v. ... It claims that since Ripple has failed to register with the U.S. Securities and Exchange Commission (SEC), ... This latest attempt to plead their case at the federal level may set ...