www.sec.gov/litigation/complaints/2018/comp-pr2018-8.pdf

IN THE UNITED STATES DISTRICT COURT. FOR THE NORTHERN DISTRICT OF TEXAS. DALLAS DIVISION. SECURITIES AND EXCHANGE COMMISSION,.

www.sec.gov/news/public-statement/enforcement-tm-statement-potentially-unlawful-online-platforms-trading

Mar 7, 2018 ... Many platforms refer to themselves as "exchanges," which can give the ... to a platform's trading services may not be the same for all users. ... If so, is the platform registered as a national securities exchange ... Select Commission Enforcement Actions. SEC v. Jon E. Montroll and Bitfunder ... AriseBank et al.

www.sec.gov/litigation/litreleases/2018/lr24088.htm

Mar 29, 2018 ... Securities and Exchange Commission v. AriseBank, Jared Rice Sr., and Stanley Ford, No. 3-18-cv-0186-M (N.D. Tex. filed January 25, 2018).

www.theblockcrypto.com/2018/12/14/crypto-caselaw-minute-week-of-12-09-18-the-sec-wont-ignore-your-pyramid-schemes-and-scams-just-because-you-use-a-blockchain

Dec 14, 2018 ... Quick Take. SEC v. Trendon et al. SEC v. AriseBank et al. Solis v. Latium Network ... Securities and Exchange Commission v. Trendon T.

www.sec.gov/litigation/complaints/2018/finaljudgment-pr2018-280.pdf

Dec 11, 2018 ... The Securities and Exchange Commission (“SEC”) having filed a Complaint and ... connection with the purchase or sale of any security, knowingly or recklessly to make any .... Defendants are jointly and severally liable for disgorgement of ... agreed according to the schedule set forth above, all outstanding ...

www.aima.org/journal/aima-journal-edition-115/article/more-than-a-token-risk-ico-trading-platforms-and-promoters-in-sec-crosshairs.html

Jul 13, 2018 ... 1934 Act Registration Risks for Securities Token Trading Platforms and ICO ... Key SEC Enforcement Actions Involving Securities Token Exchange Operators ... and (iii) collected litecoin and bitcoin-denominated commissions .... AriseBank et al., No. ... 25, 2018) (halting allegedly fraudulent ICO); SEC v.

www.cnbc.com/2018/01/30/sec-halts-one-of-the-largest-icos-ever.html

Jan 30, 2018 ... The U.S. Securities and Exchange Commission announced Tuesday it has ... Published 9:58 AM ET Tue, 30 Jan 2018 Updated 2:36 PM ET Tue, 30 Jan 2018 CNBC.com ... If AriseBank did raise $600 million in an initial coin offering, that would surpass ... All Rights Reserved. ... Your account is all set up.

www.morrisoncohen.com/siteFiles/files/Cryptocurrency%20and%20Blockchain%20Litigation%20and%20Regulatory%20Enforcement%20-%20Gottlieb%20-%20LexisNexis%20-%20November%202018.pdf

May 21, 2018 ... as movement of currency, securities, and commodity futures are heavily .... A January 19, 2018, joint statement from the SEC and CFTC enforcement directors (warning ... Role of the U.S. Securities and Exchange Commission and the U.S. ..... SEC v. AriseBank et al., 18-cv-186 (N.D.Tx., filed Jan. 25, 2018).

www.blockchainlawcenter.com/newsitem/pdf/cryptoregulatorydevelopments_8164553174497517369.pdf

Apr 19, 2018 ... Generally must contain the same information set out in the registration .... natural persons whose net worth, or joint net worth with that person's spouse, ... 11 17 CFR § 230.251 et seq. ..... All national securities exchanges make available the best bid, the best ..... e.g., Board of Trade of City of Chicago v. SEC ...