Web Results

www.sec.gov/litigation/complaints/2016/comp23453.pdf

Jan 21, 2016 ... Comm 'r v. Sedona Oil and Gas Corp. and. Kenneth W. Crumbley, Settlement Order, Commonwealth ofVirginia, State Corporation. Commission, Case No. SEC -2009-00124 (Apr. 9, 2010); In Re Sedona Oil & Gas Corp., et al.,. Stipulation and Consent Order, Division of Securities ofthe Department of ...

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co

Citation. SEC v. W. J. Howey Co., 328 U.S. 293, 66 S. Ct. 1100, 90 L. Ed. 1244, 1946 U.S. LEXIS 3159, 163 A.L.R. 1043 (U.S. May 27, 1946) Brief Fact.

www.law.cornell.edu/supremecourt/text/328/293

328 U.S. 293 (66 S.Ct. 1100, 90 L.Ed. 1244). SECURITIES AND EXCHANGE COMMISSION v. W. J. HOWEY CO. et al. No. 843. Argued: May 2, 1946. Decided: May 27, 1946. opinion, MURPHY [HTML]. See 67 S.Ct. 27. Mr. Roger S. Foster, of Philadelphia, Pa., for petitioner. Messrs. C. E. Duncan, of Tavares, Fla., and ...

businesslawtoday.org/2017/11/dont-blow-it-avoiding-pitfalls-under-the-secs-whistleblower-regime

Nov 1, 2017 ... SEC v. Crumbley, et al., Civil Action No. 3:16-CV-00172 (N.D. Tex.) (Jan. 21, 2016). 12. In the Matter of Merrill Lynch, Pierce, Fenner & Smith Inc., et al., Exchange Act Release No. 78141 (June 23, 2016). 13. In the Matter of BlueLinx Holdings Inc., Exchange Act Release No. 78528 (Aug. 10, 2016). 14. In the ...