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en.wikipedia.org/wiki/Citigroup

Citigroup Inc. or Citi (stylized as citi) is an American multinational investment bank and financial ... Citigroup now owns Citicorp, the holding company for Citibank, as well as .... Citi Private Bank advises professional investors, ultra high -net-worth ..... The U.S. Securities and Exchange Commission said that Citigroup had ...

www.sec.gov/litigation/litreleases/2018/lr24165.htm

Jun 18, 2018 ... Securities and Exchange Commission v. Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit ...

www.sec.gov/litigation/litreleases/2012/lr22548.htm

Nov 29, 2012 ... Securities and Exchange Commission v. ... and his firm, investment adviser Resources Planning Group ("RPG"), for defrauding clients and ... Opportunity Fund (MOF) as a viable private equity fund that could offer high returns.

www.sec.gov/litigation/litreleases/2018/lr24107.htm

Apr 10, 2018 ... SEC Charges Texas Company, Principals in Multimillion Dollar ... Securities and Exchange Commission v. The Lifepay Group, LLC, et. al., No. 4:18-cv-01098. On April 6, 2018, the Securities and Exchange Commission charged two ... planning and real estate investment business, The Lifepay Group, LLC.

www.robbevans.com/assets/case-files/highparkdcfiling05.pdf

High Park Investment Group, Inc. and. Harbor Financial Investment Group, Inc., et al. 11450 Sheldon Street ... Securities and Exchange Commission v. Edward ...

openjurist.org/497/f2d/473/securities-and-exchange-commission-v-koscot-interplanetary-inc

Jul 15, 1974 ... All too often, the beguiled investors are disappointed by paltry returns. ... by high- pressure recruiting of other persons into the Koscot program, .... SEC v. Glen W. Turner Enterprises, Inc., supra at 482 n. 7. ... Cardet International, Inc. et al., 358 F .Supp. .... Central Chinchilla Group, Inc., 494 F.2d 414 (8th Cir.

www.law.cornell.edu/supremecourt/text/318/80

CHENERY CORPORATION et al. ... This plan, proposing a merger of Federal, Utility Operators Company, and ... the interest of investors' within § 7 of the Act, the Commission found that it could ... 421, 441, 5 L.Ed. 651; Southern Pacific Co. v. ..... cogent reasons and thoroughly consistent with the high standards of conduct ...

www.sec.gov.ph/public-information-2/sec-issuances/securities-and-exchange-commission-decisions

Lilli Ann D. Fernando Complainant-Appellee, - versus - Company Registration And Monitoring Department, represented by Director Ferdinand B. Sales, and ...

www.morganlewis.com/~/media/files/publication/presentation/speech/sec-regulationadvertising-investmentadvisers_nov2012.ashx

(v). Continuing Primary Role of Portfolio Managers. Responsible for “Ported” .... The Securities and Exchange Commission (“SEC”) and its staff have devoted ... the investment company's adviser for purposes of the SEC Advertising Rule so ...... In this case, In re Market Timing Systems, Inc. et al., Advisers Act Release No.