Web Results

www.sec.gov/litigation/complaints/2009/comp21009.pdf

the Northern District of Texas. Complaint. SEC v. Benny 1. Judah, et al. Page 2 of8. Case 5:09-cv-00087-C Document 1 Filed 04/21/2009 Page 2 of 9 ...

www.sec.gov/litigation/admin/34-44587.htm

Jul 24, 2001 ... D. On June 5, 2001, in SEC v. Greer, et al., the court entered an order enjoining Wernick from violations of Section 17(a) of the Securities Act of ...

www.law.cornell.edu/supct/cert/11-1274

Jan 8, 2013 ... In its initial action against defendants, Marc J. Gabelli and Bruce Alpert ( collectively, “Gabelli”), the SEC alleged that Gabelli allowed a single ...

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

www.supremecourt.gov/opinions/12pdf/11-1274_aplc.pdf

Feb 27, 2013 ... Syllabus. GABELLI ET AL. v. SECURITIES AND ... (2), and authorizes the. Securities and Exchange Commission to bring enforcement actions.

www.tklaw.com/files/uploads/BUCF-Receivership-Ex-Parte-TRO-Motion-May-15-2017.pdf

May 15, 2017 ... Based on the foregoing facts and for the reasons set forth in its accompanying. SEC v. Bryant, et al. Page4 of5. Motion for TRO, Asset Freeze, ...

scholarship.law.wm.edu/cgi/viewcontent.cgi?article=1568&context=wmlr

See, e.g., REPRESENTATIVE NEWT GINGRIcH ET AL., CONTRACT WITH AMERICA .... Congress directed the Securities and Exchange Commission (SEC) to study the need .... partner from across the "v," get out on the dance floor, hang on to one's ...... 1807 (1981); see also Judah Best, In Opposition to Rule 2(e) Proceed-.

www.leagle.com/decision/infdco20140416c56

Mar 24, 2014 ... In this securities fraud civil action the Plaintiffs Robert Levitt...20140416c56. ... Randolph Pace, Alan Novich, Adam R. Lieberman, Warren Schreiber, Judah Wernick, Michael Krasnoff, Nancy ..... Sterling Foster & Co., Inc., et al.

scholarship.law.berkeley.edu/cgi/viewcontent.cgi?article=4298&context=californialawreview

Oct 1, 2015 ... The SEC has the authority to waive disqualifications on showing of good cause, in .... V. Improving Disqualifications and Waivers . ..... et al., The Collateral Consequences of a Criminal Conviction, 23 VAND. ...... Judah, No.