The below list of major SEC enforcement actions (2009–12) reflects major actions that the Enforcement Division of the United States Securities and Exchange Commission (SEC) brought in 2009–12. ..... In August 2012, the SEC charged James V. Mazzo, who was the Chairman and ..... Magyar Telekom PLC, et al; SEC v.
Apr 30, 2008 ... Securities and Exchange Commission v. ... District of Alabama against Birmingham Mayor Larry Langford, William Blount, and Albert LaPierre.
Sep 25, 2012 ... SEC v. Gilbert G. Lundstrom et al., Civil Action No. 8:12-cv-00343 (D. Neb., ... The Securities and Exchange Commission today charged three ...
Jun 19, 2018 ... Securities and Exchange Commission v. Texas Coastal Energy Company, LLC, et. al., No. 3:18-cv-01587-K (N.D. Tex. Dallas Division).
U.S. Supreme Court. SEC v. Sloan, 436 U.S. 103 (1978). Securities and Exchange Commission v. Sloan. No. 76-1607. Argued March 27-28, 1978. Decided May ...
Litigation Release No. 24404 / February 15, 2019. Securities and Exchange Commission v. Brian Hirsch et al., No. 17-cv-13226 (D.N.J.). On February 13, 2019, ...
Nov 12, 2013 ... 7 See Rule 15Ba2–6T and Securities Exchange Act. Release .... all municipal funds (versus investments ...... Larry P. Langford, et al., Litigation.