www.sec.gov/litigation/litreleases/2009/lr21006.htm

Apr 20, 2009 ... SEC v. Donald Anthony Walker Young, et al., Case No. 09-cv-01634 ... The Securities and Exchange Commission announced that, on April 17, ...

www.sec.gov/divisions/investment/capitalgains1963.pdf

SECURITIES AND EXCHANGE COMMISSION v. CAPITAL GAINS RESEARCH BUREAU, INC., ET AL. SUPREME COURT OF THE UNITED STATES. 375 U.S. ...

www.law.cornell.edu/supremecourt/text/320/344

320 U.S. 344 (64 S.Ct. 120, 88 L.Ed. 88). SECURITIES AND EXCHANGE COMMISSION v. C. M. JOINER LEASING CORPORATION et al. No. 24. Argued: Oct.

supreme.justia.com/cases/federal/us/540/389

SECURITIES AND EXCHANGE COMMISSION v. ... SEC v. W. J. Howey Co., 328 U. S. 293, 301. This definition embodies a flexible, ... Ernst & Young, 494 U. S. 56, 68, n. ... All but a tiny fraction of purchasers chose this package, although other ...

law.pepperdine.edu/jbel/content/vol1/zaun-final.pdf

And so when the Securities and Exchange Commission, (“SEC” or. “Commission” ) ... The $1.4 trillion in assets controlled by hedge funds represents 5% of all assets under management in ..... Young, the court held that the ..... Goldstein, et al . v.

static.reuters.com/resources/media/editorial/20171207/secvherrera--waiveropinion.pdf

Dec 7, 2017 ... HERRERA, et al.,. Defendants. ... Securities and Exchange Commission oral summaries of the work product notes and ... myriad violations of the federal securities laws. .... Perez v. Miami-Dade Cty., 297 F.3d 1255, 1263 (11th Cir. 2002) (emphasis ..... 19, 2013) (“Ernst & Young functioned as Weatherford's.

casetext.com/case/securities-and-exchange-commission-v-jerry-brien-inc

With him on the brief for respondents Magnuson et al. was Thomas D. Cochran. ... The Securities and Exchange Commission (SEC or Commission) has statutory ..... Arthur Young Co., 465 U.S. 805, 816 (1984) ("`[A]bsent unambiguous ...

www.bakerlaw.com/webfiles/Litigation/2017/Briefs/2016-Year-End-Securities-Litigation-and-Enforcement-Highlights.pdf

Jan 20, 2017 ... repose and extension of IndyMac ruling to the Securities Exchange Act of 1934 (“ Exchange Act”); ...... 106 Press Release, U.S. Securities and Exchange Commission, ..... 185 Complaint at 1-2, Lawrence E. Jaffe Pension Plan et al. v. ... On September 19, 2016, the SEC announced that Ernst & Young agreed ...

www.casebriefs.com/blog/law/securities-regulation/securities-regulation-keyed-to-coffee/definitions-of-security-and-exempted-securities/securities-and-exchange-commission-v-w-j-howey-co

Citation. SEC v. W. J. Howey Co., 328 U.S. 293, 66 S. Ct. 1100, 90 L. Ed. 1244, 1946 U.S. LEXIS 3159, 163 A.L.R. 1043 (U.S. May 27, 1946) Brief Fact.