Web Results


Jan 18, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION ... SEC v. Burton Douglas Morriss, et al., Case No. 4:12-cv-00080-CEJ (U.S. District Court ...


Apr 3, 2001 ... The Securities and Exchange Commission ("Commission") deems it appropriate that public ... Jackson L. Morris, 55, is a securities attorney practicing in Tampa, Florida ... V. As set forth in the Offers, both Gould and Morris undertake to cooperate with the ... SEC v. Durante, et al., C 99-3690 SBA (N.D. Cal.).


Mar 10, 2014 ... Securities and Exchange Commission v. Henry Morris, et al., Civil Action No. 09 cv 2518 (SDNY)(JPF). Seven Defendants Settle SEC Fraud ...


May 12, 2009 ... Securities and Exchange Commission v. Henry Morris et al., 09-CV-2518 (SDNY) (CM). SEC Charges Los Angeles-Based "Finder" in Kickback ...


vs. ) Case No.: 4:12-cv-00080-CEJ. ) BURTON DOUGLAS MORRISS, et al.,. ) ) Defendants, .... There, the SEC sought a contempt order against the defendants.


May 30, 2017 ... Tilton v. Securities and Exchange Commission. Petition for certiorari denied on May ... May 8 2017, Reply of petitioners Lynn Tilton, et al. filed.


Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.


SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. UNIQUE FINANCIAL CONCEPTS, INC., Ernest J. Patti, et al., Defendants-Appellants. .... Finally, Appellants' accountant, Morris Berger, stated that the “only thing we had to ...


Jul 28 2017, Blanket Consent filed by Petitioners, Raymond J. Lucia, et al. on 07/ 31/2017. Aug 16 2017, Order extending time to file response to petition to and ...