Web Results

www.sec.gov/litigation/litreleases/2012/lr22228.htm

Jan 18, 2012 ... U.S. SECURITIES AND EXCHANGE COMMISSION ... SEC v. Burton Douglas Morriss, et al., Case No. 4:12-cv-00080-CEJ (U.S. District Court ...

www.sec.gov/litigation/admin/33-7966.htm

Apr 3, 2001 ... The Securities and Exchange Commission ("Commission") deems it appropriate that public ... Jackson L. Morris, 55, is a securities attorney practicing in Tampa, Florida ... V. As set forth in the Offers, both Gould and Morris undertake to cooperate with the ... SEC v. Durante, et al., C 99-3690 SBA (N.D. Cal.).

www.sec.gov/litigation/litreleases/2014/lr22938.htm

Mar 10, 2014 ... Securities and Exchange Commission v. Henry Morris, et al., Civil Action No. 09 cv 2518 (SDNY)(JPF). Seven Defendants Settle SEC Fraud ...

www.sec.gov/litigation/litreleases/2009/lr21036.htm

May 12, 2009 ... Securities and Exchange Commission v. Henry Morris et al., 09-CV-2518 (SDNY) (CM). SEC Charges Los Angeles-Based "Finder" in Kickback ...

www.thompsoncoburn.com/docs/default-source/acartha/145-morriss-holdings-39-opposition-to-motion-for-order-to-show-cause.pdf?sfvrsn=2

vs. ) Case No.: 4:12-cv-00080-CEJ. ) BURTON DOUGLAS MORRISS, et al.,. ) ) Defendants, .... There, the SEC sought a contempt order against the defendants.

www.scotusblog.com/case-files/cases/tilton-v-securities-exchange-commission

May 30, 2017 ... Tilton v. Securities and Exchange Commission. Petition for certiorari denied on May ... May 8 2017, Reply of petitioners Lynn Tilton, et al. filed.

www.scotusblog.com/case-files/cases/gabelli-v-securities-and-exchange-commission

Holding: The five-year statute of limitations for the SEC to bring a civil suit seeking ... curiae of Securities Industry and Financial Markets Association, et al. filed.

caselaw.findlaw.com/us-11th-circuit/1292819.html

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. UNIQUE FINANCIAL CONCEPTS, INC., Ernest J. Patti, et al., Defendants-Appellants. .... Finally, Appellants' accountant, Morris Berger, stated that the “only thing we had to ...

www.scotusblog.com/case-files/cases/lucia-v-securities-exchange-commission

Jul 28 2017, Blanket Consent filed by Petitioners, Raymond J. Lucia, et al. on 07/ 31/2017. Aug 16 2017, Order extending time to file response to petition to and ...