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Dec 14, 2018 ... Electronic Records Reference Report IntroductionRecord Group 266: Records of the Securities and Exchange Commission.
The Securities and Exchange Commission (SEC) is the federal government agency responsible for regulating and enforcing federal securities laws. The SEC ...
The SEC's objective as stated in its mission statement is to promote develop and maintain a securities market that is fair, efficient, orderly, and transparent.
Message from the Chairman. Dr. M. Khairul Hossain. Capital market is the source of long-term financing for the business and industries, way of mobilizing ...
There is hereby established a Securities and ExchangeCommission (hereinafter referred to as the “Commission”) to be composed of five commissioners to be ...
Holding: Securities and Exchange Commission administrative law judges are “ officers of the United States,” subject to the Constitution's appointments clause.