Web Results

www.sec.gov/divisions/enforce/claims/citigroup-global.htm

Dec 13, 2017 ... On October 19, 2011, the Commission filed a complaint against Citigroup Global Markets Inc. ("Citigroup"), the principal U.S. broker-dealer ...

www.courtlistener.com/opinion/625397/ussec-v-citigroup-global-markets-inc

Mar 15, 2012 ... Opinion for USSEC v. Citigroup Global Markets Inc., 673 F.3d 158 — Brought to you by Free Law Project, a non-profit dedicated to creating high ...

harvardlawreview.org/2015/02/sec-v-citigroup-global-markets-inc

Feb 10, 2015 ... Securities Regulation. SEC v. Citigroup Global Markets, Inc. Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus ...

lettersblogatory.com/2018/07/04/case-of-the-day-fiorilla-v-citigroup-global-markets

Jul 4, 2018 ... The case of the day is Fiorilla v. Citigroup Global Markets, Inc. (S.D.N.Y. 2018). John Leopoldo Fiorilla brought an arbitration against Citigroup ...

www2.nycbar.org/pdf/report/uploads/20072297-SECv.Citigroup.pdf

SEC v. Citigroup Global Markets Inc., 673 F.3d 158 (2d Cir. 2012) (―2d Cir. ... should be approved under the standard set forth by Judge Rakoff, see SEC v.