Web Results

www.sec.gov/divisions/enforce/claims/citigroup-global.htm

Dec 13, 2017 ... On October 19, 2011, the Commission filed a complaint against Citigroup Global Markets Inc. ("Citigroup"), the principal U.S. broker-dealer ...

harvardlawreview.org/2015/02/sec-v-citigroup-global-markets-inc

Feb 10, 2015 ... Securities Regulation. SEC v. Citigroup Global Markets, Inc. Second Circuit Clarifies that a Court's Review of an SEC Settlement Should Focus ...

law.justia.com/cases/federal/appellate-courts/ca2/11-5227/11-5227-2012-03-15.html

This case arose as part of an industry-wide investigation into certain abuses that contributed to the recent financial crisis. The SEC moved for a stay of district ...

caselaw.findlaw.com/us-2nd-circuit/1668662.html

Case opinion for US 2nd Circuit UNITED STATES SECURITIES AND EXCHANGE COMMISSION v. CITIGROUP GLOBAL MARKETS INC. Read the Court's full ...

www.jdsupra.com/topics/sec-v-citigroup

Last week we posted a summary of the Second Circuit's decision in SEC v. Citigroup Global Markets, Inc. This week, as a follow-up, we pose the following five ...