Financial regulation is a form of regulation or supervision, which subjects financial institutions to certain requirements, restrictions and guidelines, aiming to maintain the integrity of the financial system. This may be handled by either a government or non-government organization. .... the International Association of Insurance Supervisors, the Basel Committee ...
The following is an incomplete list of financial regulatory authorities by country. Contents: ... Investment Industry Regulatory Organization of Canada (IIROC); Mutual Fund Dealers Association (MFDA); Financial Services Commission of .... Philippine Deposit Insurance Corporation (PDIC); Department of Finance (DOF) ...
Mar 19, 2018 ... What does it mean to have so many financial regulators? ... “The basic problem was this: No one in the government had responsibility for ... a savings and loan association that specializes in mortgage and real estate lending.
Oct 27, 2017 ... Federal and state governments have a myriad of agencies in place that regulate and ... Industry Regulatory Authority (FINRA) was created in 2007 from its predecessor, the National Association of Securities Dealers (NASD).
Aug 17, 2017 ... It briefly describes each of the federal financial regulators and the types of ... of Government-Sponsored Enterprises; Federal Housing Finance ...... and the National Futures Association—and requires the registration of a range ...
A look at the current U.S. financial regulatory framework, delineating the different ... debate about how the U.S. government regulates financial markets. .... lenders have the ability to guide the association's management and financial practices.
Feb 28, 2017 ... Under this theory, strict regulation—and, if this regulation fails—government backstops, are warranted. Since the 2007–2009 financial crisis, ...
The Financial Industry Regulatory Authority (FINRA), is the largest regulator for all securities firms doing business in the ... FINRA is not part of the government.
Jun 21, 2010 ... The financial crisis was the result of not so much a lack of regulation as the ... post on this week's topic: “Who is regulation for — the individual or society? ... the government-sponsored enterprises and large commercial banks ...