The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other ...
The SEC protects investors in the $3.8 trillion municipal securities markets that cities and towns rely on to provide neighborhood schools, local libraries and hospitals, public parks, safe drinking water and so much ... U.S. markets are an important part of facilitating the American dream. ... Exchange-Traded Funds ( ETFs).
Dec 26, 2017 ... The mission of the SEC is to protect investors; maintain fair, orderly, and efficient markets; and facilitate capital formation. The SEC strives to promote a market environment that is worthy of the public's trust. Commissioners · Division and Office Directors · Contact · Data · Forms · Reports · SEC Docket.
Skip to Main Content. U.S. Securities and Exchange Commission. U.S. Securities and. Exchange Commission. Search SEC.gov. Company Filings | More Search Options · About · What We Do · Commissioners · Securities Laws · SEC Docket · Reports and Publications · Careers · Contact · Divisions · Corporation Finance ...
The U.S. Securities and Exchange Commission (SEC) is an independent, federal government agency responsible for protecting investors, maintaining fair and orderly functioning of securities markets, and facilitating capital formation. It was created by Congress in 1934 as the first federal regulator of securities markets.
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U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers , and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal ...
Find out more about the history of Securities and Exchange Commission, including videos, interesting articles, pictures, historical features and more. Get all the facts on HISTORY.com.
Mission The U. S. Securities and Exchange Commission (SEC) has a three-part mission: