The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government. The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, the nation's stock and options exchanges, and other ...
Come Work with Us. Chief Human Capital Officer Lacey Dingman describes how collaborative teams, innovative leaders, and bright ideas help us maintain the safest and most vibrant markets in the world. Meet more SEC staff on our careers page.
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A government commission created by Congress to regulate the securities markets and protect investors. In addition to regulation and protection, it also monitors the corporate takeovers in the U.S. The SEC is composed of five commissioners appointed by the U.S..
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U.S. Securities and Exchange Commission operates and oversees the securities markets of the United States. The company provides brokers, investment advisers , and ratings agencies inspection; financial integrity program; investment company and investment adviser filings review; and economic, financial, and legal ...
Mission The U. S. Securities and Exchange Commission (SEC) has a three-part mission:
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