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en.wikipedia.org/wiki/UBS

UBS AG is a Swiss global financial services company, incorporated in the Canton of Zurich, .... Additionally, UBS provides a broad range of securities and savings products that are supported by the firm's underwriting and research activities as ...

www.ubs.com/global/en/investment-bank/llc-financials.html

Oct 13, 2017 ... UBS Securities LLC's statement of financial condition.

www.bloomberg.com/research/stocks/private/snapshot.asp?privcapid=35298626

UBS Securities LLC is a brokerage firm. It was founded in March 1978 and is based in New York, New York. UBS Securities LLC operates as a subsidiary of ...

brokercheck.finra.org/firm/7654

Get information about UBS SECURITIES LLC on Finra BrokerCheck. View employment history, certifications, licenses and any violations for brokers and ...

www.sec.gov/news/press/2008/2008-171.htm

Aug 8, 2008 ... UBS Securities LLC and UBS Financial Services, Inc. Agree in Principle to Auction Rate Securities Settlement. Firm Will Provide Liquidity and ...

www.sec.gov/rules/other/ic-27047.pdf

Aug 25, 2005 ... UBS SECURITIES LLC. 299 Park Avenue. New York, NY 10171. UBS FINANCIAL SERVICES INC. 1285 Avenue of the Americas. New York ...

www.sec.gov/litigation/admin/2015/33-9697.pdf

Jan 15, 2015 ... and Sections 15(b) and 21C of the Securities Exchange Act of 1934 (“Exchange Act”) against UBS Securities LLC (“UBS”). II. In anticipation of ...

www.nfa.futures.org/BasicNet/Details.aspx?entityid=cfrrXosqeP4%3D

UBS SECURITIES LLC, NFA ID: 0223988 ... SAMUEL LEONARD JR MOLINARO , MANAGING MEMBER-LLC OR LLP, NO. EDWARD LOUIS PLA, HEAD OF A ...

www.brightscope.com/financial-planning/firm/6475/Ubs-Securities-LLC

Jan 7, 2016 ... Contact Ubs Securities LLC or view Ubs Securities LLC's ratings, investment advice, financial planning and insurance services, and get ...