Web Results

www.forbes.com/sites/nathanvardi/2013/09/18/sec-goes-after-founder-of-formerly-5-billion-hedge-fund

Sep 18, 2013 ... The Securities & Exchange Commission charged a founder of New York hedge fund firm Vicis Capital that once managed as much as $5 billion ...

www.finalternatives.com/node/10148

Jan 8, 2010 ... By Chris Carey (ShareSleuth.com) -- Federal authorities are investigating the activities of two executives at Vicis Capital LLC, a New York ...

www.linkedin.com/in/michael-belbeck-12818a42

Mar 13, 2013 ... Current. Holworthy Capital LLC. Previous. Sunrises Partners Limited Partnership, an entity affiliated with Paloma Partners,; Vicis Capital LLC, ...

www.securitieslawyersblog.com/2013/09/19/sec-charged-new-york-based-hedge-fund-adviser-shadron-stastney-partner-vicis-capital-llc-breaching-fiduciary-duty-participating-conflicted-principal-transaction

Sep 19, 2013 ... SEC Charged New York Based Hedge Fund Adviser Shadron Stastney, a Partner at Vicis Capital, LLC With Breaching Fiduciary Duty By ...

www.sec.gov/news/press-release/2013-183

Sep 18, 2013 ... The SEC alleges that Shadron L. Stastney, a partner at investment advisory firm Vicis Capital LLC, traded as a principal when he authorized the ...

www.sec.gov/litigation/admin/2013/ia-3671.pdf

Sep 18, 2013 ... Respondent Shadron Stastney, a principal of Vicis Capital LLC (“Vicis Capital”), ... In January 2008, Stastney then arranged for Vicis Capital to ...

www.geekwire.com/2017/vicis-raises-another-4m-prepares-equip-teams-high-tech-football-helmet

Jan 13, 2017 ... Vicis has raised more money to help scale development and production of its high-tech football helmet. The Seattle startup confirmed today ...

www.slideshare.net/KeithHughes16/kwh-cv-2016

Mar 22, 2016 ... Vicis Capital LLC, New York Chief Financial Officer, Chief Compliance Officer 2006-Present( winding down) SEC registered investment advisor ...

www.geekwire.com/2017/vicis-raises-another-10m-12-nfl-teams-place-orders-high-tech-football-helmet

Jun 13, 2017 ... Vicis' high-tech helmet is making its way into the NFL and more investors are taking notice. The Seattle startup just announced an additional ...