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en.wikipedia.org/wiki/Wachovia_Securities

Wachovia Securities was the trade name of Wachovia's retail brokerage and institutional capital markets and investment banking subsidiaries. Following Wachovia's merger with Wells Fargo and Company on December 31, 2008, the retail brokerage became Wells Fargo Advisors on May 1, 2009 and the institutional capital ...

en.wikipedia.org/wiki/Wells_Fargo

Wells Fargo & Company is an American multinational financial services company headquartered in San Francisco, California, with central offices throughout the country. It is the world's second-largest bank by market capitalization and the third largest bank in the U.S. by total assets. In July 2015, Wells Fargo became the ...

www.wellsfargo.com/com/securities

Get investment banking advice on capital markets transactions, mergers and acquisitions, financial restructurings, and more. ... the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Securities, LLC, a member of NYSENYSE , FINRAFINRA ...

www.wellsfargo.com/com/securities/investment-banking

As your trusted advisor in investment banking, Wells Fargo provides strategic and capital markets advice and execution. ... Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including but not limited to Wells Fargo Securities, LLC, ...

brokercheck.finra.org/firm/126292

(EASTDIL SECURED,WACHOVIA CAPITAL MARKETS, LLC,WACHOVIA CORPORATE & INVESTMENT BANKING, LLC,WELLS FARGO SECURITIES, WELLS FARGO SECURITIES, LLC). CRD#: 126292. SEC#: 65876. B. Brokerage Firm Regulated by FINRA (Atlanta district office). MAIN ADDRESS. 550 SOUTH TRYON ...

www.sec.gov/news/press/2011/2011-83.htm

Washington, D.C., April 5, 2011 – The Securities and Exchange Commission today announced that Wells Fargo Securities LLC agreed to settle charges that Wachovia Capital Markets LLC engaged in misconduct in the sale of two collateralized debt obligations (CDOs) tied to the performance of residential mortgage-backed ...

www.sec.gov/litigation/admin/2012/33-9349.pdf

purpose companies called Structured Investment Vehicles (“SIVs”), which were complex investment vehicles backed ... dealer business, Wachovia Capital Markets LLC, which now operates as Wells Fargo. Securities, LLC. Wells Fargo Brokerage Services, LLC de-registered as a broker-dealer with the Commission in ...

www.linkedin.com/company/wells-fargo-securities

Wells Fargo Securities is the trade name for the capital markets and investment banking services of Wells Fargo & Company and its subsidiaries, including Wells Fargo Securities, LLC, a member of FINRA, NYSE, NFA and SIPC, Wells Fargo Institutional Securities, LLC, a member of FINRA and SIPC, and Wells Fargo Bank, ...

www.linkedin.com/in/stewart-wallace-773b6452

View Stewart Wallace's profile on LinkedIn, the world's largest professional community. Stewart has 7 jobs jobs listed on their profile. See the complete profile on LinkedIn and discover Stewart's connections and jobs at similar companies.