Web Results

www.cnbc.com/2013/12/09/dont-sweat-the-volcker-rule-ey.html

Dec 9, 2013 ... (Read more: Why I'm voting no to Volcker: SEC Commissioner). "The political processes and social pressure will try and stop the big players ...

www.sec.gov/news/statement/helpful-tips-for-new-sec-commissioners.html

Nov 30, 2015 ... [1] I am referring not to the oath itself—which you will find in Footnote 1—but rather .... office in turn, Commissioner-by-Commissioner, for his or her vote. ..... Trading Commission (Paper prepared for The Volcker Alliance) at 1, ...

www.sec.gov/news/speech/2012-spch030512dmghtm

Mar 5, 2012 ... Commissioner Daniel M. Gallagher ... Before moving on to the Volcker Rule, I'd like to take a moment to say a few words ... of the audience, I'm sure — may have noted my emphasis on the word “leaders. ... party, his or her vote counts no more than that of any other member of the commission or board.

www.sec.gov/node

I intend to do just that in this, my first public speech as Chairman of the SEC. ... In her remarks, she stated “I am confident in reporting that the agency is today a ... If we stray from our mission, or emphasize one of the canons without being ..... that a reasonable shareholder would consider it important in deciding how to vote.

www.sec.gov/news/testimony/2013-ts051613mjwhtm

May 16, 2013 ... The challenges before us are many, but I am confident that we will work tirelessly ... The Commission does not, however, set quantitative targets for Enforcement .... access to material information for informed investment and voting decisions. .... and SEC jointly proposed rules to implement the Volcker Rule.

www.sec.gov/news/speech/fleming-speech-keynote-address-111616.html

Nov 16, 2016 ... As of January 2011, when the Financial Crisis Inquiry Commission ... Now, I'm not naïve enough to think that my Office, our Ombudsman, .... Others argue that it went too far as it is, and that the Volcker rule is inhibiting economic growth. .... They did not vote with deplorable motives like racism and bigotry, ...

www.sec.gov/news/speech/2011/spch012311klc.htm

Feb 4, 2011 ... I am very pleased to be here in San Diego today, and not just because it is ... views, and are not necessarily those of the SEC or my fellow Commissioners. ..... restrictions on proprietary trading under the so-called “Volcker Rule,” as well as ... of course, material to investors' investment and voting decisions, ...

www.pionline.com/article/20170502/ONLINE/170509949/senate-confirms-jay-clayton-as-sec-chairman

May 2, 2017 ... Senate confirms Jay Clayton as SEC chairman ... Mr. Clayton was approved by a 61-37 vote, with several Democrats supporting him. ... Mr. Clayton “is not the enforcement cop that hard-working Americans and our recovering ...

www.sec.gov/about/sec-accomplishments.htm

May 12, 2017 ... I am very proud to work alongside the dedicated women and men of this great agency who ... Since April 2013, the Commission has proposed or adopted more than 50 ... Adopted the Volcker Rule in coordination with banking regulators and the CFTC, .... Bringing a Record Number of Enforcement Actions.