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Published in : 2013-01-27 | by CBS News
Robert Khuzami, the head of the Securities and Exchange Commission's enforcement division, is stepping down. Anthony Mason speaks with Khuzami about ...
Published in : 2015-07-31 | by AP Archive
HEADLINE: Madoff scandal forces SEC internal investigation --------------------------------------- CAPTION: The Chairman of the Securities and Exchange ...
Published in : 2017-09-21 | by Bloomberg Markets and Finance
Sep.21 -- The U.S. Securities and Exchange Commission stated that hackers who breached the commission's Edgar filing system may have reaped illegal ...
Published in : 2015-08-03 | by AP Archive
AP TELEVISION New York - June 2, 2014 ++ NOTE: SOUNDBITES ARE SEPARATED BY BLACK FRAMES ++ 1. SOUNDBITE (ENGLISH): Robert Heim, ...
Published in : 2018-05-04 | by Atlanta Journal-Constitution
Securities and Exchange Commission Orders Jay-Z to Appear in Court On Thursday, the SEC announced it is investigating Iconix Brand Group Inc., which ...
Published in : 2015-07-21 | by AP Archive
(3 Jun 2005) ++AUDIO AS INCOMING++ 1. US President George W. Bush and Representative Christopher Cox (Republican of California) walk to lectern 2.
Published in : 2017-12-15 | by Blockchain at Berkeley
Nadia Brannon - Member at Distributed Ledger Technology Working Group, SEC Nadia is an econometrician by training and is a certified fraud examiner.
Published in : 2017-09-11 | by NYU School of Law
September 5, 2017 Hosted by: the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack ...
Published in : 2017-09-28 | by Brookings Institution
On Thursday, September 28, the Center on Regulation and Markets at Brookings hosted an event exploring the opportunities and challenges facing securities ...
Published in : 2010-05-12 | by CNBCAfrica
(www.abndigtal.com) The Securities and Exchange Commission, over in Nigeria, wielded the big stick this week by querying 35 stockbroking firms for non ...