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Published in : 2012-04-22 | by CBS
David Kotz, former inspector general at the U.S. Securities and Exchange Commission, explains why attorneys at the agency might be reluctant to bring a case ...
Published in : 2014-12-10 | by CNBC
Billionaire and NBA owner Mark Cuban talks about the SEC investigation of him that occurred under Christopher Cox's leadership. » Subscribe to CNBC: ...
Published in : 2018-10-01 | by Bloomberg Markets and Finance
Oct.01 -- Stephen Crimmins, partner at Murphy & McGonigle and former Securities and Exchange Commission enforcement lawyer, examines Elon Musk's ...
Published in : 2017-09-21 | by Bloomberg Markets and Finance
Sep.21 -- The U.S. Securities and Exchange Commission stated that hackers who breached the commission's Edgar filing system may have reaped illegal ...
Published in : 2018-04-26 | by House Appropriations Committee
The House Appropriations Subcommittee on Financial Services and General Government holds a hearing on the FY19 budget request for the SEC on April 26, ...
Published in : 2015-04-15 | by House Appropriations Committee
On April 15, 2015, the House Committee on Appropriations Subcommittee on Financial Services holds a hearing on the FY 2016 budget request for the ...
Published in : 2017-12-15 | by Blockchain at Berkeley
Nadia Brannon - Member at Distributed Ledger Technology Working Group, SEC Nadia is an econometrician by training and is a certified fraud examiner.
Published in : 2016-03-07 | by Investor Trading Academy
Welcome to the Investors Trading Academy talking glossary of financial terms and events. Our word of the day is “SEC - Security & Exchange Commission ...
Published in : 2016-12-06 | by Dechert LLP
The U.S. Securities and Exchange Commission (SEC) recently adopted sweeping new rules and forms to modernize reporting for registered investment ...
Published in : 2017-09-11 | by NYU School of Law
September 5, 2017 Hosted by: the Institute for Corporate Governance and Finance, the Program on Corporate Compliance and Enforcement, and the Pollack ...