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Published in : 2008-10-30 | by eHow
The Securities and Exchange Commission is a regulatory group for financial advisers. Learn about the Securities and Exchange Commission, or SEC, with ...
Published in : 2008-10-30 | by eHow
Investing in IPOs (initial public offering) is a multi-step process that involves finding the S1 registration statement on file with the Securities and Exchange ...
Published in : 2008-10-30 | by eHow
FINRA is a self-regulatory body that handles individuals' disputes with stock brokers. Learn about how FINRA oversees stock brokers and trading around the ...