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Published in : 2008-10-30 | by eHow
The Securities and Exchange Commission is a regulatory group for financial advisers. Learn about the Securities and Exchange Commission, or SEC, with ...
Published in : 2016-03-22 | by House Appropriations Committee
The House Appropriations Financial Services Subcommittee holds a hearing to review the FY 2017 budget request for the SEC. Witness The Honorable Mary Jo ...
Published in : 2013-01-27 | by CBS News
Robert Khuzami, the head of the Securities and Exchange Commission's enforcement division, is stepping down. Anthony Mason speaks with Khuzami about ...
Published in : 2015-08-25 | by GMA News
Do you want to try networking? Here is a checklist of the things you need to know before investing your money. (Date aired: August 24, 2015) GMA News Online: ...
Published in : 2017-09-28 | by Brookings Institution
On Thursday, September 28, the Center on Regulation and Markets at Brookings hosted an event exploring the opportunities and challenges facing securities ...
Published in : 2012-04-22 | by CBS
David Kotz, former inspector general at the U.S. Securities and Exchange Commission, explains why attorneys at the agency might be reluctant to bring a case ...
Published in : 2018-04-26 | by House Appropriations Committee
The House Appropriations Subcommittee on Financial Services and General Government holds a hearing on the FY19 budget request for the SEC on April 26, ...
Published in : 2018-06-14 | by Bloomberg Markets and Finance
Jun.14 -- The Securities and Exchange Commission says transactions involving Ether aren't subject to federal securities rules. Bloomberg's Jesse Westbrook ...
Published in : 2008-09-19 | by CBS
Critics are questioning why the Securities and Exchange Commission and its chairman Chris Cox didn't do more to prevent the market meltdown.
Published in : 2017-09-21 | by Bloomberg Markets and Finance
Sep.21 -- The U.S. Securities and Exchange Commission stated that hackers who breached the commission's Edgar filing system may have reaped illegal ...